Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glen? Claim Your ProfileGlen Albert Francis is a financial advisor with over 30 years of experience in the financial services industry. Glen is currently registered with Cetera Financial Specialists LLC. Glen has a strong background in investment products and variable contracts, as well as experience with securities. Glen has held previous registrations with several other firms, including Hochman & Baker Securities, Inc., H.D. Vest Investment Securities, Inc., and First American National Securities, Inc. Glen is licensed in several states including Arizona, California, Florida, Illinois, Indiana, Michigan, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/30/2004 - Present
Cetera Financial Specialists LLC (HOMEWOOD IL)
CT
01/12/1994 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
TX
11/17/1986 - 01/03/1994
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NA
11/29/1985 - 11/21/1986
FIRST AMERICAN NATIONAL SECURITIES, INC.
BC
Issued 11/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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