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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gladys? Claim Your ProfileGladys Dowd is a financial advisor with over 20 years of experience. Gladys is currently registered with Morgan Stanley and has been with the firm since June 2009. Prior to that, Gladys was registered with CITIGROUP GLOBAL MARKETS INC. for over 10 years. Gladys holds Series 63, 65, 7, 9, 10, and SIE licenses. She is also registered as a broker-dealer in 40 states, and as an investment advisor in two states. Gladys's specialties include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/22/2011 - Present
Morgan Stanley (Coral Gables FL)
FL
05/14/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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