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Gladys E Soto

Kingswood Capital Partners, LLC

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About Gladys E Soto

Gladys Soto is a financial advisor who has been in the industry for 25 years. Gladys has a wide range of experience, having worked at several firms, including Raymond James & Associates, Inc., Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. Gladys currently works at Kingswood Capital Partners, LLC in Atlanta, Georgia.

Firm Information

Gladys Soto is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gladys Soto’s Registration & Firm History

GA

06/15/2018 - Present

Kingswood Capital Partners, LLC (Atlanta GA)

NY

01/08/2018 - 06/15/2018

NIAGARA INTERNATIONAL CAPITAL LIMITED (NEW YORK NY)

GA

12/01/2017 - 12/31/2017

RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)

GA

09/22/2014 - 11/02/2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ATLANTA GA)

GA

03/01/2010 - 08/20/2014

UBS FINANCIAL SERVICES INC. (ATLANTA GA)

GA

09/29/2008 - 02/12/2010

INTERNATIONAL FINANCIAL SOLUTIONS, INC. (ATLANTA GA)

GA

08/31/2007 - 09/23/2008

STANFORD GROUP COMPANY (ATLANTA GA)

GA

06/19/2007 - 08/24/2007

OPPENHEIMER & CO. INC. (ATLANTA GA)

NY

03/10/2003 - 06/29/2007

CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)

NY

07/08/2002 - 02/03/2003

FAHNESTOCK & CO. INC. (NEW YORK NY)

NY

03/08/2002 - 05/20/2002

THOMAS FLETCHER & COMPANY, INC. (NEW YORK NY)

NY

10/05/1999 - 10/11/2001

BLUESTONE CAPITAL CORP. (NEW YORK NY)

NY

06/05/1997 - 02/11/1999

MONTROSE CAPITAL MANAGEMENT LTD. (NEW YORK NY)

NJ

01/21/1997 - 03/27/1997

WILLIAM SCOTT & CO. L.L.C. (UNION NJ)

NY

07/23/1996 - 12/23/1996

RICKEL & ASSOCIATES, INC. (NEW YORK NY)

NY

11/27/1995 - 07/23/1996

RAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/24/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gladys E Soto.
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