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Giuseppe Zaami

Aegis Capital Corp.

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About Giuseppe Zaami

Giuseppe Zaami is a financial professional with over 20 years of experience in the industry. Giuseppe is currently registered with Aegis Capital Corp. and holds a Series 4, Series 7, Series 24 and Series 63 license. Giuseppe's previous experience includes roles at Rockwell Securities LLC and S.W. Bach & Company. Giuseppe specializes in providing portfolio management for individuals, businesses and pooled investment vehicles.

Firm Information

Giuseppe Zaami is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Giuseppe Zaami’s Registration & Firm History

NY

07/02/2014 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

04/24/2007 - 08/06/2014

ROCKWELL SECURITIES LLC (NEW YORK NY)

NY

01/03/2004 - 03/01/2007

S.W. BACH & COMPANY (PORT WASHINGTON NY)

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Licenses & Designations

BC

Issued 01/12/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/14/2008

Series 4 - Registered Options Principal Examination

BC

Issued 12/21/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/31/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Giuseppe Zaami.
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