Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giuseppe? Claim Your ProfileGiuseppe Fiducia is a registered representative with TIAA-CREF Individual & Institutional Services, LLC. Giuseppe is a financial professional who has been active in the industry since 1994. Giuseppe has held previous roles with Fidelity Brokerage Services LLC, INFINEX INVESTMENTS, INC., WACHOVIA SECURITIES, LLC, FIRST UNION BROKERAGE SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PRUDENTIAL SECURITIES INCORPORATED. Giuseppe holds Series 7, Series 9, Series 10, Series 23, Series 24, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CT
02/24/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (West Hartford CT)
CT
07/08/2005 - 02/07/2014
FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)
CT
11/17/2003 - 06/01/2005
INFINEX INVESTMENTS, INC. (MERIDEN CT)
MO
10/01/2000 - 10/08/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
01/03/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
08/25/1995 - 12/15/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/10/1994 - 08/30/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/30/2020
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 04/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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