Unclaimed
Giuseppe Pannarale is a financial advisor with over 25 years of experience in the financial services industry. Giuseppe is currently registered with LPL Financial LLC, a leading independent broker-dealer. Previously, Giuseppe was employed by a number of other firms including Fifth Third Securities, Inc., IFMG Securities, Inc. and WMA Securities, Inc.. Giuseppe holds Series 6, 7, 63 and 66 securities licenses and has a strong track record of providing comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/02/2020 - Present
LPL Financial LLC (HIGHLAND IN)
IN
07/18/2014 - 09/29/2014
FIFTH THIRD SECURITIES, INC. (HAMMOND IN)
IN
03/04/2008 - 07/28/2014
LPL FINANCIAL LLC (MUNSTER IN)
IN
11/04/2002 - 03/05/2008
IFMG SECURITIES, INC. (CROWN POINT IN)
OH
03/06/2002 - 10/31/2002
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
NY
11/10/1997 - 03/06/2002
IFMG SECURITIES, INC. (PURCHASE NY)
GA
01/07/1997 - 09/29/1997
WMA SECURITIES, INC. (DULUTH GA)
GA
09/23/1996 - 12/31/1996
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 10/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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