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Giuseppe Orecchio

Cowen AND Co.

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About Giuseppe Orecchio

Giuseppe Orecchio is a financial advisor with Cowen AND Co. based in Stamford, CT. Giuseppe has been in the financial services industry since October 17, 2004 and holds the following licenses: Series 4, Series 7, Series 55, Series 57TO, Series 99TO, and Series 63. Giuseppe is registered with the state of Connecticut and New York.

Firm Information

Giuseppe Orecchio is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Giuseppe Orecchio’s Registration & Firm History

CT

04/27/2020 - Present

Cowen AND Co. (Stamford CT)

NY

05/16/2018 - 07/21/2020

COWEN EXECUTION SERVICES LLC (NY NY)

NY

05/16/2006 - 05/18/2018

JEFFERIES LLC (NEW YORK NY)

CT

08/03/2004 - 03/01/2006

PALOMA SECURITIES L.L.C. (GREENWICH CT)

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Licenses & Designations

BC

Issued 10/13/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2021

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Giuseppe Orecchio.
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