Unclaimed
Giuseppe Leonardo Mauceli is an active Registered Representative with Wells Fargo Advisors Financial Network, LLC, based in Hackensack, New Jersey. Giuseppe has been in the industry since April 15, 2000. Giuseppe holds several licenses and designations, including Series 6, 7, and 66, and is a Certified Financial Planner and Chartered Financial Consultant. Giuseppe is a registered Investment Advisor Representative in New Jersey and Texas. Prior to joining Wells Fargo Advisors Financial Network, LLC, Giuseppe was employed by Wells Fargo Clearing Services, LLC and HSBC Securities (USA) Inc. Giuseppe specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/05/2023 - Present
Wells Fargo Advisors Financial Network, LLC (HACKENSACK NJ)
NJ
09/18/2014 - 06/05/2023
WELLS FARGO CLEARING SERVICES, LLC (PARAMUS NJ)
NJ
09/03/2010 - 03/08/2013
HSBC SECURITIES (USA) INC. (RAMSEY NJ)
NJ
04/24/2007 - 08/31/2010
WELLS FARGO ADVISORS, LLC (RIDGEWOOD NJ)
NY
10/01/2004 - 08/22/2005
GRANITE SECURITIES, LLC (WOODBURY NY)
NY
08/05/2003 - 08/30/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
11/22/1996 - 06/24/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 02/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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