Unclaimed
Giuseppe Guerriero is a financial professional with over 10 years of experience in the industry. Giuseppe currently works at KKR Capital Markets LLC. Prior to that, Giuseppe worked at MORGAN STANLEY. Giuseppe holds the Series 66, Series 7, and SIE licenses. Giuseppe is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/24/2018 - Present
KKR Capital Markets LLC (Los Angeles CA)
NY
10/25/2013 - 03/26/2018
MORGAN STANLEY (NEW YORK NY)
BOTH
Issued 01/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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