Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giuliano? Claim Your ProfileGiuliano Bologna is a financial professional registered with Compass Point Research & Trading, LLC. Giuliano has been active in the financial services industry since 2012. Giuliano holds licenses including Series 63, SIE, Series 86, Series 87 and Series 7. Giuliano is currently registered in Connecticut and New York. Giuliano was previously employed by BTIG, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
09/04/2020 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
NY
05/21/2012 - 08/14/2020
BTIG, LLC (PURCHASE NY)
BC
Issued 02/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/14/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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