Unclaimed
Giuliana Teresa Loukas is a financial professional with experience in the securities industry. She is currently registered with Wellington Funds Distributors Inc. Giuliana has passed the Series 63, SIE, and Series 7 exams. She is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
02/13/2018 - Present
Wellington Funds Distributors Inc. (BOSTON MA)
BC
Issued 03/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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