Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giuliana? Claim Your ProfileGiuliana Cecilia Rivers is a financial advisor with MGI Funds Distributors, LLC. Giuliana has been in the financial services industry since 2001. Giuliana is registered to provide investment advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/09/2020 - Present
MGI Funds Distributors, LLC (Houston TX)
TX
04/08/2014 - 12/31/2019
MMC SECURITIES LLC (Houston TX)
TX
06/15/2007 - 03/14/2014
NFP SECURITIES, INC. (HOUSTON TX)
TX
10/25/2001 - 05/01/2007
PRINCOR FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NY
01/01/2001 - 09/04/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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