Unclaimed
Girolamo Cucinella is a financial professional with over 25 years of experience in the securities industry. Girolamo is currently registered with Northland Securities, Inc. and holds a Series 7, Series 55, Series 57TO, and SIE license. Girolamo has a strong track record of providing investment advice to both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
12/27/2016 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
NY
08/06/2012 - 01/05/2015
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
03/11/2010 - 07/26/2012
RODMAN & RENSHAW, LLC (NEW YORK NY)
NJ
04/18/2011 - 05/27/2011
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
03/31/2005 - 03/09/2010
MAXIM GROUP LLC (NEW YORK NY)
NY
07/02/2002 - 03/29/2005
BROKERAGEAMERICA, LLC (NEW YORK NY)
NY
05/14/1998 - 06/27/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
TX
06/17/2002 - 06/24/2002
FLEET SECURITIES, INC. (DALLAS TX)
NE
07/30/1997 - 05/01/1998
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
07/17/1996 - 06/09/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NY
01/04/1995 - 07/11/1996
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
10/17/1994 - 01/12/1995
D. H. BLAIR & CO., INC. (NEW YORK NY)
BC
Issued 12/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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