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Girolamo Cucinella

Northland Securities, Inc.

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About Girolamo Cucinella

Girolamo Cucinella is a financial professional with over 25 years of experience in the securities industry. Girolamo is currently registered with Northland Securities, Inc. and holds a Series 7, Series 55, Series 57TO, and SIE license. Girolamo has a strong track record of providing investment advice to both individual and institutional clients.

Firm Information

Girolamo Cucinella is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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Girolamo Cucinella’s Registration & Firm History

MN

12/27/2016 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

NY

08/06/2012 - 01/05/2015

IMPERIAL CAPITAL, LLC (NEW YORK NY)

NY

03/11/2010 - 07/26/2012

RODMAN & RENSHAW, LLC (NEW YORK NY)

NJ

04/18/2011 - 05/27/2011

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NY

03/31/2005 - 03/09/2010

MAXIM GROUP LLC (NEW YORK NY)

NY

07/02/2002 - 03/29/2005

BROKERAGEAMERICA, LLC (NEW YORK NY)

NY

05/14/1998 - 06/27/2002

NDB CAPITAL MARKETS, LP (NEW YORK NY)

TX

06/17/2002 - 06/24/2002

FLEET SECURITIES, INC. (DALLAS TX)

NE

07/30/1997 - 05/01/1998

NATIONAL DISCOUNT BROKERS (OMAHA NE)

NY

07/17/1996 - 06/09/1997

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

NY

01/04/1995 - 07/11/1996

WHALE SECURITIES CO., L.P. (NEW YORK NY)

NY

10/17/1994 - 01/12/1995

D. H. BLAIR & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Girolamo Cucinella. Review regulatory record here.
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