Unclaimed
Girish Mohanlal Shah is a financial advisor with over 38 years of experience in the industry. He holds Series 6, 22, and 63 securities licenses and is registered to provide investment advice in California, New Mexico, and Utah. Girish is currently affiliated with Nylife Securities LLC. He has previously been registered with the firm since 1984.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/13/1984 - Present
Nylife Securities LLC (MERCED CA)
BC
Issued 04/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/12/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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