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Giriraj Ramgulam

Millennium Advisors, LLC

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About Giriraj Ramgulam

Giriraj Ramgulam is a securities professional with experience in the financial services industry. Giriraj Ramgulam is currently registered with Millennium Advisors, LLC in Charlotte, NC. Giriraj Ramgulam previously worked at STANDARD CHARTERED SECURITIES NORTH AMERICA LLC in New York, NY. Giriraj Ramgulam has passed the Series 7TO, Series 63, and SIE exams.

Firm Information

Giriraj Ramgulam is currently registered with Millennium Advisors, LLC. Millennium Advisors, LLC is a Limited Liability Company formed in June 2009. The firm is registered with the SEC and in 10 states including Alabama, California, Delaware, Illinois, Maryland, Michigan, New York, North Carolina, Ohio, and Tennessee.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Giriraj Ramgulam’s Registration & Firm History

NC

08/01/2024 - Present

Millennium Advisors, LLC (CHARLOTTE NC)

NY

05/13/2023 - 07/22/2024

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/25/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Giriraj Ramgulam.
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