Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Girard? Claim Your ProfileGirard McSpiritt is an investment advisor representative with Fidelity Personal And Workplace Advisors in DURHAM, NC. Girard has been working in the financial industry for over 23 years. Girard has a total of 55 state registrations including a registration in New Hampshire as an Investment Advisor Representative and a resident registration in Texas. Girard's current registrations are with Fidelity Personal And Workplace Advisors. Girard has also held previous registrations with Oppenheimer & Co. Inc., First Union Securities, Inc., First Union Capital Markets Corp., Prudential Securities Incorporated, Thomson McKinnon Securities Inc., Drexel Burnham Lambert Incorporated, Oppenheimer & Co., Inc., L. F. Rothschild & Co. Incorporated, and Maynard Merel & Co., Inc.. Girard holds licenses for Series 63, Series 65, Series 66, Series 7, Series 7TO, Series 9, Series 10, and SIE. Girard offers financial planning, educational seminars, selection of other advisers, portfolio management for individuals and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/27/2020 - Present
Fidelity Personal AND Workplace Advisors (DURHAM NC)
NJ
11/06/2000 - 02/03/2009
OPPENHEIMER & CO. INC. (PRINCETON NJ)
MO
10/01/1999 - 11/09/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
11/18/1991 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
08/25/1989 - 11/19/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/20/1989 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
02/08/1988 - 06/03/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/29/1988 - 02/18/1988
OPPENHEIMER & CO., INC.
NA
09/04/1987 - 02/18/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
07/21/1987 - 08/19/1987
MAYNARD MEREL & CO., INC.
BOTH
Issued 08/26/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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