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Girard Franklin Oberrender

Rosenblatt Securities Inc.

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About Girard Franklin Oberrender

Girard Franklin Oberrender is a securities professional with over 30 years of experience in the financial services industry. Girard is currently registered with Rosenblatt Securities Inc. in New York. Prior to joining Rosenblatt Securities, Girard was associated with several other firms including Maxim Group LLC, Topeka Capital Markets Inc., CRT Capital Group LLC, FTN Equity Capital Markets Corp., First Tennessee Securities Corp., ABN AMRO Incorporated, The Chicago Corporation, Banca IMI Securities Corp., Rothschild Inc., Kemper Securities Group, Inc., Prescott, Ball & Turben, Inc., The Nikko Securities Co. International, Inc., and Autanet, Inc. Girard holds FINRA Series 7 and Series 63 licenses, along with the SIE Exam.

Firm Information

Girard Oberrender is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Girard Oberrender’s Registration & Firm History

NY

07/29/2021 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

NY

06/24/2016 - 08/25/2021

MAXIM GROUP LLC (NEW YORK NY)

NY

12/23/2015 - 06/03/2016

TOPEKA CAPITAL MARKETS INC. (NEW YORK NY)

NY

07/24/2012 - 11/18/2015

MAXIM GROUP LLC (NEW YORK NY)

NY

02/08/2010 - 07/24/2012

CRT CAPITAL GROUP LLC (NEW YORK NY)

NY

10/21/2002 - 02/08/2010

FTN EQUITY CAPITAL MARKETS CORP. (NEW YORK NY)

TN

04/03/2001 - 10/21/2002

FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)

CT

01/02/1997 - 03/16/2001

ABN AMRO INCORPORATED (STAMFORD CT)

IL

03/20/1995 - 01/02/1997

THE CHICAGO CORPORATION (CHICAGO IL)

NY

06/08/1993 - 03/31/1995

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NY

10/17/1990 - 05/17/1993

ROTHSCHILD INC. (NEW YORK NY)

MO

09/04/1990 - 09/14/1990

KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

03/02/1989 - 09/04/1990

PRESCOTT, BALL & TURBEN, INC.

NA

01/25/1988 - 01/26/1989

THE NIKKO SECURITIES CO. INTERNATIONAL, INC.

NA

05/21/1987 - 02/24/1988

AUTRANET, INC.

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Licenses & Designations

BC

Issued 06/08/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Girard Franklin Oberrender.
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