Unclaimed
Giovina Ann Buddie is a financial professional with over 27 years of experience in the financial services industry. Giovina is currently registered with Newbridge Securities Corp. in Boca Raton, FL. She is a Series 27, 28, 99TO, and SIE licensed professional. Previously, Giovina worked for Sterling Financial Investment Group, Inc., and Joseph Charles & Assoc., Inc., both in Boca Raton, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/21/2001 - Present
Newbridge Securities Corp. (BOCA RATON FL)
FL
04/05/2000 - 01/09/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
03/27/1995 - 03/09/2000
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 03/21/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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