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Giovina Ann Buddie

Newbridge Securities Corp.

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About Giovina Ann Buddie

Giovina Ann Buddie is a financial professional with over 27 years of experience in the financial services industry. Giovina is currently registered with Newbridge Securities Corp. in Boca Raton, FL. She is a Series 27, 28, 99TO, and SIE licensed professional. Previously, Giovina worked for Sterling Financial Investment Group, Inc., and Joseph Charles & Assoc., Inc., both in Boca Raton, FL.

Firm Information

Giovina Buddie is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Giovina Buddie’s Registration & Firm History

FL

02/21/2001 - Present

Newbridge Securities Corp. (BOCA RATON FL)

FL

04/05/2000 - 01/09/2001

STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)

FL

03/27/1995 - 03/09/2000

JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 03/21/1995

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Giovina Ann Buddie.
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