Unclaimed
Giovanni Tidona is a financial professional with over 10 years of experience in the securities industry. Giovanni is currently registered with Axos Clearing LLC and has a Series 7, Series 24, and SIE license. Giovanni previously worked with J.P. Morgan Securities LLC, J.P. Morgan Clearing Corp., and J.P. Morgan Securities Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
11/26/2018 - Present
Axos Clearing LLC (Omaha NE)
NY
05/13/2009 - 12/18/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/03/2008 - 12/18/2012
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
01/15/2007 - 03/04/2009
J.P. MORGAN SECURITIES INC. (BROOKLYN NY)
BC
Issued 05/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 11/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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