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Giovanni Tidona

Axos Clearing LLC

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About Giovanni Tidona

Giovanni Tidona is a financial professional with over 10 years of experience in the securities industry. Giovanni is currently registered with Axos Clearing LLC and has a Series 7, Series 24, and SIE license. Giovanni previously worked with J.P. Morgan Securities LLC, J.P. Morgan Clearing Corp., and J.P. Morgan Securities Inc..

Firm Information

Giovanni Tidona is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Giovanni Tidona’s Registration & Firm History

NE

11/26/2018 - Present

Axos Clearing LLC (Omaha NE)

NY

05/13/2009 - 12/18/2012

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

03/03/2008 - 12/18/2012

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

NY

01/15/2007 - 03/04/2009

J.P. MORGAN SECURITIES INC. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 05/29/2007

Series 24 - General Securities Principal Examination

BC

Issued 11/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Giovanni Tidona. Review regulatory record here.
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