Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giovanni? Claim Your ProfileGiovanni Catalano is a securities professional with a focus on investment banking. Giovanni is registered with Finalis Securities LLC and holds the Series 63, Series 79TO, and SIE licenses. Giovanni has been in the industry since November 28, 2023 and is currently active in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/28/2023 - Present
Finalis Securities LLC (New York NY)
BC
Issued 09/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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