Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giovanni? Claim Your ProfileGiovanni Rocco Gallo is a financial advisor registered with LPL Financial LLC. Giovanni has been in the financial industry since 2011 and has experience with a variety of firms, including GWN Securities Inc., Parsonex Securities, Inc., and Lloyd Wade Securities Inc. Giovanni currently works out of the LPL Financial LLC branch office in Florham Park, NJ. Giovanni is registered with the state of New Jersey to provide investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
12/20/2021 - Present
LPL Financial LLC (FLORHAM PARK NJ)
NJ
06/22/2017 - 08/29/2021
GWN SECURITIES INC. (ISELIN NJ)
CO
07/02/2016 - 06/26/2017
PARSONEX SECURITIES, INC. (Englewood CO)
TX
05/30/1997 - 09/16/1997
LLOYD WADE SECURITIES INC. (DALLAS TX)
FL
02/04/1994 - 07/26/1995
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
NY
05/11/1992 - 09/15/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
04/10/1990 - 06/07/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
12/22/1988 - 01/17/1990
J F LOWE & COMPANY INCORPORATED
NA
11/01/1988 - 12/13/1988
GREENTREE SECURITIES CORP.
NJ
02/12/1988 - 11/12/1988
ALLSTATE INVESTMENT GROUP, INC. (MONTVALE NJ)
NJ
02/03/1988 - 02/19/1988
FIRST INVESTORS CORPORATION (EDISON NJ)
NA
02/19/1986 - 07/17/1986
THE STUART-JAMES COMPANY, INC.
BOTH
Issued 10/10/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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