Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giovanni? Claim Your ProfileGiovanni Filippone is a financial advisor who has been in the industry since February 2024. He currently works at Northwestern Mutual Investment Services, LLC in Norwalk, CT. Giovanni holds the Series 6TO, SIE, and Series 63 licenses. He is registered in Connecticut, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Texas, and Utah. Giovanni provides other services in addition to investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CT
02/23/2024 - Present
Northwestern Mutual Investment Services, LLC (Norwalk CT)
BC
Issued 03/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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