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Giovanni James Latona

Cetera Financial Specialists LLC

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About Giovanni James Latona

Giovanni James Latona is a financial advisor in Schaumburg, Illinois with over 20 years of experience in the financial services industry. Giovanni is currently registered with Cetera Financial Specialists LLC. Previously, Giovanni James Latona was registered with Allstate Financial Services, LLC and Northern Trust Securities, Inc. Giovanni has passed the Series 7, Series 24 and Series 63 exams, demonstrating a commitment to continuing education and professional development. Giovanni is currently registered with the state of Illinois.

Firm Information

Giovanni Latona is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Giovanni Latona’s Registration & Firm History

IL

11/18/2019 - Present

Cetera Financial Specialists LLC (SCHAUMBURG IL)

IL

09/10/2002 - 08/26/2019

ALLSTATE FINANCIAL SERVICES, LLC (Northbrook IL)

IL

04/05/1999 - 05/22/2002

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Giovanni James Latona.
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