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Giovanni Girardi

TP Icap Global Markets Americas LLC

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About Giovanni Girardi

Giovanni Girardi is a financial professional with over 3 years of experience in the securities industry. He currently works at TP Icap Global Markets Americas LLC as a registered representative, and holds Series 7TO, Series 63, and SIE licenses. He is registered in New York. Previously, Giovanni worked at Tullett Prebon Financial Services LLC.

Firm Information

Giovanni Girardi is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Giovanni Girardi’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

11/19/2019 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

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Licenses & Designations

BC

Issued 12/02/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Giovanni Girardi.
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