Unclaimed
Giovanni Girardi is a financial professional with over 3 years of experience in the securities industry. He currently works at TP Icap Global Markets Americas LLC as a registered representative, and holds Series 7TO, Series 63, and SIE licenses. He is registered in New York. Previously, Giovanni worked at Tullett Prebon Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
11/19/2019 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
BC
Issued 12/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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