Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giovanni? Claim Your ProfileGiovanni Caceres has been in the securities industry since August 21, 2007 and is currently registered with Fidelity Brokerage Services LLC. Giovanni is licensed to sell securities in 53 states and is a registered representative with FINRA. Giovanni has passed the Series 6, Series 7 and SIE exams. Giovanni previously worked at VOYA FINANCIAL PARTNERS, LLC and ING INVESTMENT ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
12/01/2015 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
MA
12/03/2009 - 08/03/2015
VOYA FINANCIAL PARTNERS, LLC (BRAINTREE MA)
MA
04/25/2007 - 12/04/2009
ING INVESTMENT ADVISORS, LLC (QUINCY MA)
BC
Issued 07/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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