Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giovanni? Claim Your ProfileGiovanni Galindo is a registered representative with Charles Schwab & CO., Inc.. Giovanni is licensed to conduct securities business in 30 states, and is also registered as an Investment Advisor Representative in California. Giovanni is currently located in Napa, CA and provides services from both the Santa Rosa and Napa branch offices of Charles Schwab & CO., Inc.. Giovanni joined Charles Schwab & CO., Inc. in March 2021. Prior to that, Giovanni worked for Charles Schwab Bank, SSB and Live Nation Entertainment.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
08/31/2021 - Present
Charles Schwab & CO., Inc. (Santa Rosa CA)
BOTH
Issued 08/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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