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Giovanni Bernardi

Mufg Securities Americas Inc.

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About Giovanni Bernardi

Giovanni Bernardi is a financial professional registered with the state of New York. Giovanni has over 8 years of experience in the securities industry. Giovanni is currently employed by Mufg Securities Americas Inc., a broker-dealer firm. Giovanni has passed the Series 63, SIE, Series 79, and Series 7 exams. Giovanni has been registered in all 50 states since August 23, 2019. Previous employment history includes MUFG AMERICAS CORPORATE ADVISORY, INC., MUFG SECURITIES AMERICAS INC., BNP PARIBAS SECURITIES CORP., and MORGAN STANLEY DISTRIBUTION, INC..

Firm Information

Giovanni Bernardi is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Giovanni Bernardi’s Registration & Firm History

NY

08/23/2019 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

09/26/2018 - 02/24/2020

MUFG AMERICAS CORPORATE ADVISORY, INC. (NEW YORK NY)

NY

09/24/2018 - 09/26/2018

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

11/25/2015 - 07/31/2018

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

09/10/2009 - 02/05/2010

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/21/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/09/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Giovanni Bernardi.
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