Unclaimed
Giovanni Bernardi is a financial professional registered with the state of New York. Giovanni has over 8 years of experience in the securities industry. Giovanni is currently employed by Mufg Securities Americas Inc., a broker-dealer firm. Giovanni has passed the Series 63, SIE, Series 79, and Series 7 exams. Giovanni has been registered in all 50 states since August 23, 2019. Previous employment history includes MUFG AMERICAS CORPORATE ADVISORY, INC., MUFG SECURITIES AMERICAS INC., BNP PARIBAS SECURITIES CORP., and MORGAN STANLEY DISTRIBUTION, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
09/26/2018 - 02/24/2020
MUFG AMERICAS CORPORATE ADVISORY, INC. (NEW YORK NY)
NY
09/24/2018 - 09/26/2018
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
11/25/2015 - 07/31/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
09/10/2009 - 02/05/2010
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
BC
Issued 12/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Giovanni Bernardi is the right advisor for you? Invested Better is here to help.