Invested Better
Unclaimed

Unclaimed

Unclaimed

Giovanni Battista Asaro

Prudential Investment Management Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Giovanni? Claim Your Profile

About Giovanni Battista Asaro

Giovanni Battista Asaro is a financial professional with over 11 years of experience in the financial services industry. Giovanni is currently registered with Prudential Investment Management Services LLC. Prior to joining Prudential, Giovanni worked at MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Giovanni holds the Series 3, Series 7, and Series 66 licenses. Giovanni is registered with the state of New Jersey and 50 other states.

Firm Information

Giovanni Asaro is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Giovanni Asaro’s Registration & Firm History

NJ

01/06/2012 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NJ

06/01/2009 - 12/23/2011

MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)

NJ

12/18/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)

Not sure if Giovanni Battista Asaro is right for you?

Licenses & Designations

BOTH

Issued 03/10/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2008

Series 3 - National Commodity Futures Examination

BC

Issued 12/17/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Giovanni Battista Asaro.
Not sure if Giovanni Battista Asaro is right for you?