Unclaimed
Giovanni Battista Asaro is a financial professional with over 11 years of experience in the financial services industry. Giovanni is currently registered with Prudential Investment Management Services LLC. Prior to joining Prudential, Giovanni worked at MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Giovanni holds the Series 3, Series 7, and Series 66 licenses. Giovanni is registered with the state of New Jersey and 50 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/06/2012 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NJ
06/01/2009 - 12/23/2011
MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)
NJ
12/18/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
BOTH
Issued 03/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Giovanni Asaro is the right advisor for you? Invested Better is here to help.