Unclaimed
Giovanni Adriano Ronghi is a financial professional with over 7 years of experience in the securities industry. Giovanni has a broad range of experience, having worked for both Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bbva Securities Inc.. Giovanni is currently registered with Bbva Securities Inc. and holds the Series 79, Series 79TO, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/21/2023 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
01/15/2016 - 08/28/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/15/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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