Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giorgio? Claim Your ProfileGiorgio Caputo is an investment advisor representative with TLG Advisors, Inc.. Giorgio has been in the industry since August 16, 2014, and has been registered with the state of New York as an Investment Advisor Representative since February 28, 2024. Giorgio has also been registered with the state of New York as a Registered Representative since February 23, 2024. Prior to joining TLG Advisors, Inc., Giorgio was employed by JOHCM Funds Distributors, LLC, Foreside Financial Services, LLC, Credit Suisse First Boston LLC, and Lehman Brothers Inc. Giorgio also has experience in Institutional Funds Placement. Giorgio is a Series 6, Series 7, Series 63, and Series 65 licensed individual. Giorgio has a history of working with high net worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth. Giorgio has access to and can use up to $1 billion - $10 billion in assets under management through TLG Advisors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
02/28/2024 - Present
TLG Advisors, Inc. (LITTLETON CO)
NY
07/19/2021 - 09/29/2022
JOHCM FUNDS DISTRIBUTORS, LLC (New York NY)
NY
12/21/2018 - 07/19/2021
FORESIDE FINANCIAL SERVICES, LLC (New York NY)
NY
08/26/2002 - 05/12/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
06/19/2001 - 08/13/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
10/08/1996 - 08/23/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 02/23/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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