Unclaimed
Gino Russo has been in the financial services industry since February 18, 2001. Gino is currently registered with MML Investors Services, LLC in Springfield, MA. Gino is also a Registered Representative (Series 7), a General Securities Principal (Series 4), and has passed the Securities Industry Essentials Examination (SIE). Gino also holds a Series 63 and Series 65. Previously, Gino was registered with Northwestern Mutual Investment Services, LLC, UCAP Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, Oppenheimer & Co. Inc., LPL Financial LLC, Stone & Youngberg LLC, TD Waterhouse Investor Services, Inc. and Jack White & Company, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
08/10/2023 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CA
02/25/2022 - 12/22/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CARLSBAD CA)
FL
04/17/2019 - 03/16/2021
UCAP SECURITIES LLC (MIAMI FL)
NY
03/22/2018 - 03/20/2019
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
CA
06/22/2011 - 08/02/2016
OPPENHEIMER & CO. INC. (SAN DIEGO CA)
CA
03/05/2009 - 07/01/2011
LPL FINANCIAL LLC (SAN MARCOS CA)
CA
02/19/2003 - 03/05/2009
STONE & YOUNGBERG LLC (SAN DIEGO CA)
NE
06/01/1998 - 02/13/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NA
11/04/1997 - 06/01/1998
JACK WHITE & COMPANY, INC.
IA
Issued 09/14/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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