Unclaimed
Gino Gaudino is an investment advisor representative at SPC, which is headquartered in Ann Arbor, Michigan. Gino has been in the industry since March 13, 2006. SPC is an investment advisor firm with 454 licensed agents, 470 investment advisor representatives, and 454 registered representatives. SPC has offices in Northville and Ann Arbor, Michigan and provides financial planning, pension consulting, and educational seminars. Gino has held several positions at various firms throughout their career. Gino holds Series 6, 63, and 65 licenses as well as the Securities Industry Essentials Exam (SIE). Gino's background and experience may qualify them to provide you with financial advice and investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
01/27/2010 - Present
SPC (NORTHVILLE MI)
MI
03/13/2006 - 09/02/2008
HBW SECURITIES LLC (STERLING HEIGHTS MI)
IA
Issued 10/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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