Unclaimed
Gino A. Smith is a securities professional with over a decade of experience in the financial industry. Gino is registered with FINRA and is currently employed by Avatar Securities, LLC. Gino has passed the Securities Trader Exam, the Securities Industry Essentials Examination, and the Proprietary Trader Qualification Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/03/2011 - Present
Avatar Securities, LLC (New York NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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