Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ginger? Claim Your ProfileGinger Louise Ward is a registered representative with UBS Financial Services Inc. Ginger has been in the financial industry since January 14, 1997 and has held various roles at firms such as Morgan Stanley, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Morgan Stanley DW Inc. Ginger is registered in several states and holds multiple licenses, including Series 63, Series 65, Series 7, Series 9, Series 10, and Series 31. She is also a member of the Board of Directors for Women's Wellness Spa(ce) in Media, Pennsylvania. Ginger specializes in providing financial planning, portfolio management, and educational seminars for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DE
08/20/2013 - Present
UBS Financial Services Inc. (GREENVILLE DE)
DE
11/11/2009 - 09/04/2013
MORGAN STANLEY (WILMINGTON DE)
DE
06/01/2009 - 10/08/2009
MORGAN STANLEY SMITH BARNEY (WILMINGTON DE)
NY
04/06/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/13/1996 - 04/06/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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