Unclaimed
Ginger Fallin Jones is a financial advisor at Stifel, Nicolaus & Company, Inc. Ginger has been in the financial services industry since 1999 and has a broad range of experience. She is registered with the state of Alabama and holds the Series 63, Series 7, and SIE licenses. In addition to her experience at Stifel, Nicolaus & Company, Inc., Ginger has also worked at Sterne, Agee & Leach, Inc., CUSO PARTNERS, LLC, HMC INVESTMENTS, INC., SYNOVUS SECURITIES, INC., SOUTHERN FINANCIAL GROUP, INC., and AMSOUTH INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
12/15/2015 - Present
Stifel, Nicolaus & Company, Inc. (BIRMINGHAM AL)
AL
04/26/2005 - 04/22/2014
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
03/13/2008 - 12/15/2011
CUSO PARTNERS, LLC (BIRMINGHAM AL)
AL
03/09/2004 - 08/11/2004
HMC INVESTMENTS, INC. (BIRMINGHAM AL)
GA
11/15/2000 - 10/25/2002
SYNOVUS SECURITIES, INC. (COLUMBUS GA)
AL
03/11/1999 - 11/08/2000
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
SC
08/11/1998 - 02/16/1999
SOUTHERN FINANCIAL GROUP, INC. (COLUMBIA SC)
AL
12/13/1995 - 07/01/1998
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 01/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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