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Ginella Marie Adlfinger

Purshe Kaplan Sterling Investments

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About Ginella Marie Adlfinger

Ginella Marie Adlfinger is a financial professional with a strong background in the securities industry. Ginella has been active in the industry since 2015, and currently holds Series 6, SIE and Series 63 licenses. Ginella has held previous roles at Cambridge Investment Research, Inc., before joining Purshe Kaplan Sterling Investments in 2017. Ginella is registered in Illinois and Iowa, and is dedicated to providing her clients with the highest quality of service and investment guidance.

Firm Information

Ginella Adlfinger is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ginella Adlfinger’s Registration & Firm History

IL

11/22/2017 - Present

Purshe Kaplan Sterling Investments (East Moline IL)

IL

12/03/2015 - 10/11/2017

CAMBRIDGE INVESTMENT RESEARCH, INC. (EAST MOLINE IL)

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Licenses & Designations

BC

Issued 03/19/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ginella Marie Adlfinger. Review regulatory record here.
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