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Gina Yu

Samuel A. Ramirez & Company, Inc.

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About Gina Yu

Gina Yu is a registered representative with Samuel A. Ramirez & Company, Inc. Gina has been in the securities industry for over 13 years and has passed the Series 7, Series 63, Series 79TO and SIE exams. Gina is currently registered in New York.

Firm Information

Gina Yu is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gina Yu’s Registration & Firm History

NY

04/13/2010 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gina Yu.
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