Unclaimed
Gina Yu is a registered representative with Samuel A. Ramirez & Company, Inc. Gina has been in the securities industry for over 13 years and has passed the Series 7, Series 63, Series 79TO and SIE exams. Gina is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/13/2010 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
BC
Issued 07/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gina Yu is the right advisor for you? Invested Better is here to help.