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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gina? Claim Your ProfileGina Wu is a financial advisor with Wells Fargo Clearing Services, LLC. Gina has been in the financial services industry since 2010 and holds the Series 7, Series 63, and Series 65 licenses. Gina is also a Certified Financial Planner™ professional. She provides investment consulting, financial planning, and portfolio management services to individual and institutional clients. Gina has experience working with clients in a variety of industries, including healthcare, technology, and finance. Gina is committed to providing her clients with personalized financial advice that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/13/2020 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
01/09/2015 - 03/16/2020
AMERIPRISE FINANCIAL SERVICES, LLC (SAN DIEGO CA)
CA
10/12/2011 - 01/05/2015
METLIFE SECURITIES INC. (SAN DIEGO CA)
CA
03/23/2011 - 05/09/2011
LPL FINANCIAL LLC (LA JOLLA CA)
CA
09/20/2010 - 02/08/2011
1ST GLOBAL CAPITAL CORP. (LA JOLLA CA)
CA
08/09/2010 - 09/13/2010
AXA ADVISORS, LLC (SAN DIEGO CA)
CA
07/14/2010 - 07/29/2010
NEW ENGLAND SECURITIES (SAN DIEGO CA)
IA
Issued 11/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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