Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gina? Claim Your ProfileGina Valle is an investment advisor representative with over 27 years of experience in the financial services industry. Gina has been with Rockefeller Financial LLC since 2022. Prior to that, Gina worked for Raymond James & Associates, Inc. for six years. Gina has a strong track record of providing financial advice to individuals, families, and institutions. Gina is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/28/2022 - Present
Rockefeller Financial LLC (New York NY)
CT
09/06/2016 - 09/12/2022
RAYMOND JAMES & ASSOCIATES, INC. (Greenwich CT)
CT
03/19/2004 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
CA
11/09/1999 - 03/19/2004
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
MD
10/05/1998 - 08/29/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
10/16/1995 - 09/01/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
12/19/1994 - 03/09/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 10/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1995
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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