Unclaimed
Gina Roth has been in the financial services industry since August 1994 and currently works for Nylife Distributors LLC. Gina is a Series 6 and Series 63 licensed professional. Gina holds the SIE license and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
04/28/1995 - Present
Nylife Distributors LLC (LEAWOOD KS)
NY
08/31/1994 - 05/05/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 08/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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