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Gina Rose Roth

Nylife Distributors LLC

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About Gina Rose Roth

Gina Roth has been in the financial services industry since August 1994 and currently works for Nylife Distributors LLC. Gina is a Series 6 and Series 63 licensed professional. Gina holds the SIE license and is registered with FINRA.

Firm Information

Gina Roth is currently registered with Nylife Distributors LLC. Nylife Distributors LLC is a Limited Liability Company that was formed in October 2003. The company is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

300

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gina Roth’s Registration & Firm History

KS

04/28/1995 - Present

Nylife Distributors LLC (LEAWOOD KS)

NY

08/31/1994 - 05/05/1995

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gina Rose Roth.
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