Unclaimed
Gina Renee Walker is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in WASHINGTON, DC. Gina has been a financial advisor since 2007, and has worked for multiple firms including RAYMOND JAMES & ASSOCIATES, INC. and NEUBERGER BERMAN LLC. Gina is registered to provide investment advice in 48 states and the District of Columbia. Gina specializes in providing financial advice to individuals, corporations, and pension plans. Gina is dedicated to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
02/17/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WASHINGTON DC)
DC
03/30/2011 - 02/11/2022
RAYMOND JAMES & ASSOCIATES, INC. (WASHINGTON DC)
DC
08/27/2008 - 08/24/2010
NEUBERGER BERMAN LLC (WASHINGTON DC)
VA
01/25/2007 - 07/14/2008
AMERIPRISE FINANCIAL SERVICES, INC. (CENTREVILLE VA)
BOTH
Issued 01/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/20/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 01/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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