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Gina Rae Morgan

Cetera Financial Specialists LLC

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About Gina Rae Morgan

Gina Morgan is a financial advisor with Cetera Financial Specialists LLC in Lombard, IL. Gina has been working in the financial services industry since 2002. Gina Morgan holds the Series 7 and Series 63 licenses, as well as the SIE designation. Gina has been registered with FINRA since 2017 and is licensed to sell securities in Illinois. Prior to joining Cetera Financial Specialists LLC, Gina Morgan was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Chicago, IL.

Firm Information

Gina Morgan is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gina Morgan’s Registration & Firm History

IL

03/20/2017 - Present

Cetera Financial Specialists LLC (LOMBARD IL)

IL

04/04/2001 - 07/21/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/06/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gina Rae Morgan.
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