Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gina? Claim Your ProfileGina Nicole Marty is an investment advisor representative at Principal Securities, Inc. with over 25 years of experience in the financial services industry. Gina Nicole Marty is registered with FINRA and the Securities Investor Protection Corporation (SIPC). Gina Nicole Marty is a licensed investment advisor representative in the state of Missouri, Arkansas, Connecticut, Illinois, Indiana, Kentucky and Missouri. Gina Nicole Marty holds the Series 6, 7, 63 and 66 licenses, as well as the Securities Industry Essentials (SIE) examination. Gina Nicole Marty has held a variety of positions in the financial services industry, including bank officer and relationship manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MO
12/08/2005 - Present
Principal Securities, Inc. (SAINT LOUIS MO)
BOTH
Issued 12/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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