Unclaimed
Gina Marie Van baren is a financial advisor with Ameriprise Financial Services, LLC, with over 20 years of experience in the financial services industry. Gina has been registered with Ameriprise Financial Services, LLC since October 2018 and has a wide range of experience, including previous roles with Securities America, Inc., Harbour Investments, Inc., Waterstone Financial Group, Inc., Oak Brook Securities Corp., and Spectrum Investment Services, Inc. Gina holds licenses in several states, including Indiana, Michigan, and Texas, and is a Registered Representative and Investment Advisor Representative. Gina is committed to providing her clients with comprehensive financial planning services, including portfolio management, asset allocation, and educational seminars. Gina is also a licensed insurance broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
01/12/2024 - Present
Ameriprise Financial Services, LLC (Merrillville IN)
IN
11/17/2010 - 10/16/2018
SECURITIES AMERICA, INC. (DEMOTTE IN)
IN
08/01/2005 - 11/10/2010
HARBOUR INVESTMENTS, INC. (DE MOTTE IN)
MA
01/23/2002 - 08/02/2005
WATERSTONE FINANCIAL GROUP, INC. (BOSTON MA)
IL
01/23/2001 - 12/31/2001
OAK BROOK SECURITIES CORP. (OAKBROOK TERRACE IL)
IN
07/26/1999 - 01/16/2001
SPECTRUM INVESTMENT SERVICES, INC. (MISHAWAKA IN)
BOTH
Issued 07/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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