Unclaimed
Gina Marie Treganza is a financial professional with over 20 years of experience in the financial services industry. She is currently registered with Broadridge Business Process Outsourcing, LLC in Denver, CO. Gina has a broad range of experience, including working with Investment Centers of America, Inc. and SII Investments, Inc. in Appleton, WI, as well as Thrivent Investment Management Inc. in Minneapolis, MN. Gina holds Series 6 and Series 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/28/2006 - Present
Broadridge Business Process Outsourcing, LLC (DENVER CO)
WI
09/29/2005 - 03/21/2006
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
09/29/2005 - 03/21/2006
SII INVESTMENTS, INC. (APPLETON WI)
MN
07/10/2000 - 09/29/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BC
Issued 06/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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