Unclaimed
Gina Marie Stauffer is a registered representative with Northwestern Mutual Investment Services, LLC. Gina has been in the securities industry since June 4, 2014. Gina has a Series 6, Series 63, and SIE license. Gina is registered in Illinois and Wisconsin. Gina's branch office is located at 400 MIDLAND CT STE 104 in JANESVILLE, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
06/05/2014 - Present
Northwestern Mutual Investment Services, LLC (JANESVILLE WI)
BC
Issued 07/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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