Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gina? Claim Your ProfileGina Leclair is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in PROVIDENCE, RI. Gina has been in the financial industry since February 5, 1987, and has been registered with FINRA since August 14, 2009. Gina has a variety of licenses and registrations, including Series 7, 9, 10, 24, 63, and 65. Gina has worked for several firms over her career, including UBS Financial Services Inc., Legg Mason Wood Walker, Incorporated, Dean Witter Reynolds Inc., Royal Alliance Associates, Inc., and PaineWebber Incorporated. Gina specializes in providing financial advice to individuals, businesses, corporations, pension and profit sharing plans, insurance companies, and charitable organizations. Gina is committed to providing her clients with personalized financial advice and strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
08/17/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
RI
11/15/2005 - 08/26/2009
UBS FINANCIAL SERVICES INC. (PROVIDENCE RI)
MD
07/03/1995 - 08/18/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
04/26/1991 - 07/24/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
AZ
01/01/1991 - 05/02/1991
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
08/21/1986 - 10/11/1990
PAINEWEBBER INCORPORATED
IA
Issued 08/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/21/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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