Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gina? Claim Your ProfileGina Marie King is a financial advisor with over 28 years of experience in the industry. Gina is currently registered with LPL Financial LLC and has been with them since August 2021. Prior to joining LPL Financial LLC, Gina held positions at NATALLIANCE SECURITIES, LLC, HILLTOP SECURITIES INC., INTL FCSTONE FINANCIAL INC., STERNE, AGEE & LEACH, INC., RAYMOND JAMES & ASSOCIATES, INC., MORGAN KEEGAN & COMPANY, INC., and WACHOVIA SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
08/30/2021 - Present
LPL Financial LLC (FORT MILL SC)
NC
04/01/2020 - 08/23/2021
NATALLIANCE SECURITIES, LLC (Charlotte NC)
NC
01/08/2018 - 04/06/2020
HILLTOP SECURITIES INC. (Charlotte NC)
NC
07/03/2017 - 10/03/2017
INTL FCSTONE FINANCIAL INC. (Charlotte NC)
NC
10/02/2017 - 10/02/2017
HILLTOP SECURITIES INC. (Charlotte NC)
NC
05/02/2014 - 07/03/2017
STERNE, AGEE & LEACH, INC. (Charlotte NC)
NC
02/13/2013 - 05/06/2014
RAYMOND JAMES & ASSOCIATES, INC. (CHARLOTTE NC)
NC
04/09/2002 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
NC
12/23/1996 - 03/21/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
07/18/1994 - 11/13/1996
FURMAN SELZ LLC (NEW YORK NY)
BC
Issued 10/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2017
Series 57 - Securities Trader Exam
BC
Issued 07/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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