Unclaimed
Gina Fredericks has been working in the financial industry since 1996. Gina Fredericks is currently registered with J.W. Cole Financial, Inc. and holds Series 6 and SIE licenses as well as a Series 63 license. Gina Fredericks previously worked for FIRST ALLIED SECURITIES, INC., FFP SECURITIES, INC. and PRUCO SECURITIES CORPORATION. Gina Fredericks is registered to conduct business in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/31/2017 - Present
J.w. Cole Financial, Inc. (Glastonbury CT)
CT
05/30/2008 - 01/31/2017
FIRST ALLIED SECURITIES, INC. (GLASTONBURY CT)
CT
01/03/2002 - 05/30/2008
FFP SECURITIES, INC. (GLASTONBURY CT)
MO
06/30/1995 - 03/17/2000
FFP SECURITIES, INC. (CHESTERFIELD MO)
NJ
01/20/1995 - 04/28/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/14/1987 - 10/11/1988
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 04/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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