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Gina Marie Finn

Jefferies LLC

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About Gina Marie Finn

Gina Marie Finn has been active in the securities industry since 1984 and is currently registered with Jefferies LLC. Gina is licensed in all 50 states and the District of Columbia. Gina has held previous positions with Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Kidder, Peabody & Co. Incorporated, L. F. Rothschild, Unterberg, Towbin, and First Investors Corporation.

Firm Information

Gina Finn is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gina Finn’s Registration & Firm History

MA

06/23/2006 - Present

Jefferies LLC (BOSTON MA)

MA

01/13/2001 - 06/30/2006

DEUTSCHE BANK SECURITIES INC. (BOSTON MA)

MD

09/01/1997 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NA

06/27/1990 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

NA

07/24/1985 - 06/21/1990

KIDDER, PEABODY & CO. INCORPORATED

NY

03/20/1985 - 06/21/1990

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

05/16/1985 - 06/28/1985

L. F. ROTHSCHILD, UNTERBERG, TOWBIN

NA

01/03/1984 - 04/05/1984

FIRST INVESTORS CORPORATION

NA

07/19/1983 - 11/08/1983

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 07/25/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1985

Series 7 - General Securities Representative Examination

BC

Issued 07/18/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gina Marie Finn.
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